Masayasu Noguchi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Masayasu Noguchi ( ), a licensed former licensee with CE reference AUD731. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-14 | 2024-10-16 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-14 | 2024-10-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-20 | 2020-12-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-21 | 2014-02-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-13 | 2012-09-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-18 | 2009-11-24 |