Chi Ho Elton Shum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Elton Shum (沈智豪), a licensed Responsible Officer with CE reference BIX212. Currently licensed at 1 firm(s): Manulife General Account Investments (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.6 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife General Account Investments (HK) Limited | RO | Type 9 - Asset management | 2019-10-16 | present |
| Manulife General Account Investments (HK) Limited | RO | Type 1 - Dealing in securities | 2017-11-02 | present |
| Manulife General Account Investments (HK) Limited | RO | Type 2 - Dealing in futures contracts | 2017-11-02 | present |
| Manulife General Account Investments (HK) Limited | RO | Type 4 - Advising on securities | 2017-11-02 | present |
| Manulife General Account Investments (HK) Limited | Rep | Type 9 - Asset management | 2018-02-01 | 2019-10-16 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-13 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-04-13 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-04-13 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-09 | 2017-04-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-01-09 | 2017-04-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-09 | 2017-04-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-01-09 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-01-09 | 2019-10-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ho Elton Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.