Chi Ho Elton Shum
沈智豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Elton Shum (沈智豪), a licensed Responsible Officer with CE reference BIX212. Currently licensed at 1 firm(s): Manulife General Account Investments (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife General Account Investments (HK) Limited | RO | Type 9 - Asset management | 2019-10-16 | present |
| Manulife General Account Investments (HK) Limited | RO | Type 1 - Dealing in securities | 2017-11-02 | present |
| Manulife General Account Investments (HK) Limited | RO | Type 2 - Dealing in futures contracts | 2017-11-02 | present |
| Manulife General Account Investments (HK) Limited | RO | Type 4 - Advising on securities | 2017-11-02 | present |
| Manulife General Account Investments (HK) Limited | Rep | Type 9 - Asset management | 2018-02-01 | 2019-10-16 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-13 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-04-13 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-04-13 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-09 | 2017-04-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-01-09 | 2017-04-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-09 | 2017-04-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-01-09 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-01-09 | 2019-10-30 |