Chi Ho Elton Shum
沈智豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Elton Shum (沈智豪), CE reference BIX212. Currently licensed at 1 firm(s): Manulife General Account Investments (HK) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife General Account Investments (HK) Limited | RO | Type 9 — Asset management | 2019-10-16 | present |
| Manulife General Account Investments (HK) Limited | RO | Type 1 — Dealing in securities | 2017-11-02 | present |
| Manulife General Account Investments (HK) Limited | RO | Type 2 — Dealing in futures contracts | 2017-11-02 | present |
| Manulife General Account Investments (HK) Limited | RO | Type 4 — Advising on securities | 2017-11-02 | present |
| Manulife General Account Investments (HK) Limited | Rep | Type 9 — Asset management | 2018-02-01 | 2019-10-16 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-13 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-04-13 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-04-13 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-09 | 2017-04-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-09 | 2017-04-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-09 | 2017-04-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-01-09 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-01-09 | 2019-10-30 |