Sujeet Joshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sujeet Joshi ( ), a licensed former licensee with CE reference BIW779. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-05 | 2017-06-19 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-05 | 2017-06-19 |