Chun Yin (SFC:BIV568) Chow

周晉賢
CE No. BIV568 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yin (SFC:BIV568) Chow (周晉賢), a licensed former licensee with CE reference BIV568. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 4 — Advising on securities 2021-07-09 2024-09-22
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 5 — Advising on futures contracts 2021-07-09 2024-09-22
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2020-05-27 2024-09-22
Guotai Junan FX Limited
國泰君安外匯有限公司
Rep Type 3 — Leveraged foreign exchange trading 2020-05-27 2024-09-22
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 — Dealing in securities 2018-12-13 2024-09-22
Bright Smart Forex Limited
耀才環球外匯有限公司
Rep Type 3 — Leveraged foreign exchange trading 2017-09-04 2018-10-30
Bright Smart Asset Management Limited
耀才資產管理有限公司
Rep Type 9 — Asset management 2017-07-12 2018-10-30
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
Rep Type 1 — Dealing in securities 2017-01-04 2018-10-30
Bright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
Rep Type 2 — Dealing in futures contracts 2017-01-04 2018-10-30

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