da (SFC:BIO662) Li
李達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for da (SFC:BIO662) Li (李達), a licensed Representative with CE reference BIO662. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-20 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-10-20 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2018-10-11 | 2025-06-25 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-12 | 2018-06-13 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-17 | 2018-06-13 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-11-17 | 2018-06-13 |