Shiyi (SFC:BIK447) Gu
顧詩意
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiyi (SFC:BIK447) Gu (顧詩意), a licensed Representative with CE reference BIK447. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2021-01-18 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-11 | 2020-12-31 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-11 | 2020-12-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-11 | 2020-12-31 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-11 | 2020-12-31 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2016-11-29 | 2017-08-31 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2016-11-29 | 2017-08-31 |