Lei (SFC:BIE889) Shi
石磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei (SFC:BIE889) Shi (石磊), CE reference BIE889. Currently licensed at 2 firm(s): Roofer Asset Management Limited, Roofer Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Asset Management Limited 路華資產管理有限公司 |
RO | Type 9 — Asset management | 2026-01-12 | present |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-09 | present |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-09 | present |
| Roofer Asset Management Limited 路華資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-12-09 | 2026-01-12 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-19 | 2025-10-20 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-19 | 2025-10-20 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-03 | 2025-10-20 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-20 | 2019-02-22 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-20 | 2019-02-22 |