Kai Yun Siu
蕭嘉茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yun Siu (蕭嘉茵), CE reference BIB329. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Black Tusk Partners Limited |
RO | Type 1 — Dealing in securities | 2023-10-05 | 2026-02-05 |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 9 — Asset management | 2022-03-18 | 2023-08-25 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-11 | 2021-06-01 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-11-24 | 2021-06-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-01-30 | 2020-10-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-26 | 2017-03-24 |