Yang Xue
薛陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Xue (薛陽), a licensed Responsible Officer with CE reference BHX996. Currently licensed at 1 firm(s): Mountsea Capital (Hong Kong) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mountsea Capital (Hong Kong) Company Limited 香港山海資本有限公司 |
RO | Type 4 - Advising on securities | 2025-07-10 | present |
| Mountsea Capital (Hong Kong) Company Limited 香港山海資本有限公司 |
RO | Type 9 - Asset management | 2025-07-10 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-07-18 | 2020-08-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-18 | 2020-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2018-07-18 | 2020-08-01 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-27 | 2018-06-22 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-12 | 2018-06-22 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-12 | 2017-02-27 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-12 | 2018-06-22 |