Lei (SFC:BHX612) Cao
曹磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei (SFC:BHX612) Cao (曹磊), a licensed former licensee with CE reference BHX612. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2025-10-21 | 2025-10-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2025-10-21 | 2025-10-24 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2025-10-21 | 2025-10-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-01-29 | 2024-02-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-01-29 | 2024-02-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-01-29 | 2024-02-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2023-02-10 | 2023-02-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2023-02-10 | 2023-02-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2023-02-10 | 2023-02-17 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-11 | 2022-02-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2016-08-02 | 2022-02-18 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-02 | 2016-10-10 |