Chong Zhan
詹崇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chong Zhan (詹崇), a licensed former licensee with CE reference BHT580. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-05-27 | 2023-06-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-27 | 2023-06-17 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2018-10-22 | 2021-04-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2018-10-22 | 2021-04-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2018-10-22 | 2021-04-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-18 | 2018-03-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-18 | 2018-03-02 |