Xin (SFC:BHS412) Sun

孫欣
CE No. BHS412 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:BHS412) Sun (孫欣), a licensed Representative with CE reference BHS412. Currently licensed at 1 firm(s): HSBC Global Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
HSBC Global Asset Management (Hong Kong) Limited Rep Type 1 — Dealing in securities 2026-03-10 present
HSBC Global Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2026-03-10 present
HSBC Global Asset Management (Hong Kong) Limited Rep Type 9 — Asset management 2026-03-10 present
FountainCap Research & Investment (Hong Kong) Co., Limited
方瀛研究與投資(香港)有限公司
Rep Type 9 — Asset management 2020-10-12 2025-04-30
FountainCap Research & Investment (Hong Kong) Co., Limited
方瀛研究與投資(香港)有限公司
Rep Type 4 — Advising on securities 2020-09-23 2025-04-30
Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
Rep Type 1 — Dealing in securities 2016-06-29 2020-09-13
Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
Rep Type 4 — Advising on securities 2016-06-29 2020-09-13

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