Vivian Lee
李瑋琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Lee (李瑋琳), CE reference BHC391. Currently licensed at 1 firm(s): abrdn Hong Kong Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-24 | present |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-24 | present |
| Allfunds Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2022-09-20 | 2025-03-08 |
| Allfunds Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2022-09-20 | 2025-03-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-03-03 | 2018-05-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-03-03 | 2018-05-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-03-03 | 2018-05-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-03-03 | 2018-05-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-03-03 | 2018-05-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-03-03 | 2018-05-09 |