Sally Ming Yan Ha
哈明欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sally Ming Yan Ha (哈明欣), CE reference BGW594. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-23 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-12 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-15 | 2018-01-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-20 | 2018-01-31 |
| CF Securities Limited 長复證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-20 | 2017-11-01 |