Yong (SFC:BGT644) Hu
胡勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong (SFC:BGT644) Hu (胡勇), a licensed Responsible Officer with CE reference BGT644. Currently licensed at 2 firm(s): TFI Asset Management Limited, TFI Securities and Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-07-12 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 4 - Advising on securities | 2024-07-12 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-07-02 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-14 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-09-14 | 2021-03-14 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-29 | 2020-09-14 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-29 | 2020-09-14 |