Pei Yi Ooi
黃培宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei Yi Ooi (黃培宇), a licensed Representative with CE reference BGQ919. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 2 - Dealing in futures contracts; Type 5 - Advising on futures contracts. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2018-01-31 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2018-01-31 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2018-02-02 | 2020-07-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2018-02-02 | 2020-07-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2017-05-09 | 2018-01-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2017-05-09 | 2018-01-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2017-01-09 | 2017-01-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2017-01-09 | 2017-01-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2015-12-17 | 2016-05-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2015-12-17 | 2016-05-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2015-12-17 | 2016-05-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2015-12-17 | 2016-05-31 |