Alan Yue Lung Ma
馬裕龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Yue Lung Ma (馬裕龍), a licensed former licensee with CE reference BGM556. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-07-28 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-07-28 | 2023-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-07-28 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-07-28 | 2023-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-28 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-28 | 2023-03-02 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-21 | 2021-06-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-21 | 2021-06-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-21 | 2021-06-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-12-09 | 2021-06-18 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-10-05 | 2020-11-06 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-11 | 2018-09-07 |