Hao (SFC:BGM187) Wu
吳昊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao (SFC:BGM187) Wu (吳昊), a licensed former licensee with CE reference BGM187. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-26 | 2019-08-31 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-26 | 2019-08-31 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-26 | 2019-08-31 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-05 | 2016-03-05 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-05 | 2016-03-05 |