Wan Seen Stephanie Yung
翁韻善
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Seen Stephanie Yung (翁韻善), a licensed former licensee with CE reference BGL306. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-05 | 2021-09-24 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-05 | 2021-09-24 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2018-10-05 | 2021-09-24 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-23 | 2018-08-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-23 | 2018-08-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-29 | 2017-10-06 |
| JF International Management Inc. | Rep | Type 4 - Advising on securities | 2015-10-29 | 2017-10-06 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-10-29 | 2017-10-06 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-29 | 2017-10-06 |
| JF International Management Inc. | Rep | Type 9 - Asset management | 2015-10-29 | 2017-10-06 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2015-10-29 | 2017-10-06 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-10-29 | 2017-10-06 |