Andrea Megan Au
區碧珮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrea Megan Au (區碧珮), a licensed former licensee with CE reference BGI597. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-06-21 | 2021-10-19 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-21 | 2021-10-19 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-21 | 2021-10-19 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2017-06-21 | 2021-10-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-10-19 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-10-19 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-10-19 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2015-10-19 | 2017-03-15 |