Ruoyi Yang
楊若藝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruoyi Yang (楊若藝), a licensed former licensee with CE reference BGH897. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-18 | 2026-03-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-07-18 | 2026-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-06-28 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-06-28 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2022-06-28 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2022-06-28 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2022-06-28 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2022-06-28 | 2024-02-26 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-02 | 2022-05-06 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-02 | 2022-05-06 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-02 | 2022-05-06 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-12 | 2021-02-11 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-12 | 2021-02-11 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-08 | 2017-05-31 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-08 | 2017-05-31 |