Ivan Kaverzine
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Kaverzine ( ), a licensed former licensee with CE reference BGH431. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-15 | 2025-04-09 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-19 | 2023-06-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-05-19 | 2023-06-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-11 | 2022-06-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-11 | 2022-06-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-03-28 | 2018-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-06-13 | 2018-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-06-13 | 2018-08-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-05 | 2017-03-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-05 | 2017-03-02 |