Cynthia Ching Man Ng
吳靖文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cynthia Ching Man Ng (吳靖文), CE reference BGE807. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 3 Capital Partners Limited 源浩資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-27 | 2025-12-03 |
| 3 Capital Partners Limited 源浩資本管理有限公司 |
Rep | Type 9 — Asset management | 2025-03-27 | 2025-12-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2019-10-02 | 2023-12-15 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2023-12-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2015-09-16 | 2023-12-15 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-16 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2015-09-16 | 2023-12-15 |