Jingwen Li
李靜雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jingwen Li (李靜雯), a licensed Responsible Officer with CE reference BGC195. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-03 | present |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-06-03 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-24 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-24 | 2026-06-03 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-03-24 | 2026-06-03 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-14 | 2020-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-30 | 2020-05-15 |