Alice Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Li, a licensed Representative with CE reference BFY835. Currently licensed at 2 firm(s): Jane Street Asia Pacific Limited, Jane Street Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 10.5 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jane Street Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2024-08-08 | present |
| Jane Street Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-08-08 | present |
| Jane Street Asia Pacific Limited | Rep | Type 2 - Dealing in futures contracts | 2024-08-08 | present |
| Jane Street Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-08-08 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2019-08-28 | 2024-05-08 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-28 | 2024-05-08 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-28 | 2024-05-08 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2019-08-28 | 2023-06-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-17 | 2019-05-17 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2015-08-17 | 2019-05-17 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-17 | 2019-05-17 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2015-08-17 | 2019-05-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alice Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.