Yang (SFC:BFY812) Lu
盧楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BFY812) Lu (盧楊), a licensed former licensee with CE reference BFY812. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-06 | 2021-01-18 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-02-06 | 2021-01-18 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-05 | 2017-01-06 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-05 | 2017-01-06 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-05 | 2017-01-06 |