Yuan (SFC:BFT182) Gao
高遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BFT182) Gao (高遠), a licensed former licensee with CE reference BFT182. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-18 | 2023-10-02 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-18 | 2023-10-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-03 | 2021-06-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-23 | 2021-06-30 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-23 | 2021-06-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-31 | 2020-07-01 |
| Taiping Capital Limited 太平融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-31 | 2020-07-01 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-02 | 2018-06-01 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-02 | 2018-06-01 |