Pui Shan (SFC:BFP139) Wong
王佩珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Shan (SFC:BFP139) Wong (王佩珊), CE reference BFP139. Currently licensed at 1 firm(s): Raffles Assets Management (HK) Co. Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-08-05 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-31 | 2021-03-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-31 | 2021-03-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-12 | 2018-08-06 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-01-12 | 2018-08-06 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-10 | 2018-08-06 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-10 | 2018-08-06 |