Joseph Mark Johnson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Mark Johnson, CE reference BFL562. Currently licensed at 2 firm(s): J.P. Morgan Securities (Far East) Limited, J.P. Morgan Broking (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2017-08-28 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2017-08-28 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-05-15 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2015-05-15 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-05-15 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-05-15 | 2015-11-23 |