Andrew Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Lee, CE reference BES685. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-05-23 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-05-23 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2022-05-23 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-25 | 2022-02-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-02 | 2020-03-31 |