Xiaoxiong Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxiong Tan, a licensed former licensee with CE reference BES120. This person has 10.9 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2026-02-16 | 2026-08-28 |
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-08-29 | 2025-07-01 |
| BNP PARIBAS ASSET MANAGEMENT Chorus | Rep | Type 4 - Advising on securities | 2018-09-07 | 2022-06-27 |
| BNP PARIBAS ASSET MANAGEMENT Chorus | Rep | Type 5 - Advising on futures contracts | 2018-09-07 | 2022-06-27 |
| BNP PARIBAS ASSET MANAGEMENT Chorus | Rep | Type 9 - Asset management | 2018-09-07 | 2022-06-27 |
| BNP PARIBAS ASSET MANAGEMENT Chorus | Rep | Type 1 - Dealing in securities | 2018-08-23 | 2022-06-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-22 | 2018-08-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-22 | 2018-08-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxiong Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.