Xiaoxiong Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxiong Tan, CE reference BES120. Currently licensed at 1 firm(s): Balyasny Asset Management (Hong Kong) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2026-02-16 | present |
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-08-29 | 2025-07-01 |
| AXA Investment Managers Chorus Limited | Rep | Type 4 — Advising on securities | 2018-09-07 | 2022-06-27 |
| AXA Investment Managers Chorus Limited | Rep | Type 5 — Advising on futures contracts | 2018-09-07 | 2022-06-27 |
| AXA Investment Managers Chorus Limited | Rep | Type 9 — Asset management | 2018-09-07 | 2022-06-27 |
| AXA Investment Managers Chorus Limited | Rep | Type 1 — Dealing in securities | 2018-08-23 | 2022-06-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-22 | 2018-08-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-22 | 2018-08-09 |