Pierre-Emmanuel Yves Juillard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pierre-Emmanuel Yves Juillard ( ), a licensed former licensee with CE reference AWH518. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Investment Managers Chorus Limited | RO | Type 1 — Dealing in securities | 2017-03-02 | 2023-07-14 |
| AXA Investment Managers Chorus Limited | RO | Type 4 — Advising on securities | 2017-03-02 | 2023-07-14 |
| AXA Investment Managers Chorus Limited | RO | Type 5 — Advising on futures contracts | 2017-03-02 | 2023-07-14 |
| AXA Investment Managers Chorus Limited | RO | Type 9 — Asset management | 2017-03-02 | 2023-07-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2013-07-10 | 2016-01-05 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-07-10 | 2016-01-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2010-11-15 | 2013-07-10 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-15 | 2013-07-10 |