Robert Charles Worthington
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Charles Worthington, a licensed Representative with CE reference BEN373. Currently licensed at 1 firm(s): BlackRock Asset Management North Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-02 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-02 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-15 | 2025-05-23 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2020-07-07 | 2022-01-07 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2020-07-07 | 2022-01-07 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2020-07-07 | 2022-01-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-08-07 | 2020-07-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-08-07 | 2020-07-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-08-07 | 2020-07-07 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-20 | 2017-06-27 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-11-20 | 2017-06-27 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2014-11-20 | 2017-06-27 |