Li (SFC:BEI715) Li
李黎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BEI715) Li (李黎), CE reference BEI715. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2025-09-25 | present |
| Marshall Wace Asia Limited | Rep | Type 1 — Dealing in securities | 2023-10-03 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-18 | 2021-01-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-18 | 2021-01-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-20 | 2015-09-16 |