Siqi Zhao
趙思琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siqi Zhao (趙思琦), a licensed former licensee with CE reference BEH967. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-07-29 | 2024-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-07-29 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-07-12 | 2024-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-07-12 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-12 | 2024-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-12 | 2024-03-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-04 | 2021-06-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-17 | 2021-06-04 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-01-29 | 2018-08-23 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-09 | 2015-04-11 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-09 | 2015-04-11 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-09 | 2015-04-11 |