Shanshan Liu
劉杉杉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanshan Liu (劉杉杉), a licensed former licensee with CE reference BEC391. This person has 10.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-05-23 | 2026-05-14 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-05-23 | 2026-05-14 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-05-23 | 2026-05-14 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-29 | 2025-05-23 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-29 | 2025-05-23 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-10-29 | 2025-05-23 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-19 | 2023-06-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-19 | 2023-06-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-19 | 2023-06-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-09-01 | 2020-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-09-01 | 2020-01-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-09-01 | 2020-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-09-01 | 2020-01-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-09-01 | 2020-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-09-01 | 2020-01-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shanshan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.