Baoshan Liu
劉保山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baoshan Liu (劉保山), a licensed former licensee with CE reference BRH237. This person has 4.6 years of SFC licence history. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RD InnoVest Limited 圓幣財富科技有限公司 |
RO | Type 1 - Dealing in securities | 2026-10-06 | 2026-11-06 |
| RD InnoVest Limited 圓幣財富科技有限公司 |
RO | Type 4 - Advising on securities | 2026-10-06 | 2026-11-06 |
| RD InnoVest Limited 圓幣財富科技有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-24 | 2026-10-06 |
| RD InnoVest Limited 圓幣財富科技有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-24 | 2026-10-06 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-04-09 | 2026-07-07 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-11-15 | 2026-07-07 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-13 | 2024-11-15 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-13 | 2025-04-09 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-30 | 2023-04-27 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-30 | 2023-04-27 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-11-30 | 2023-04-27 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-15 | 2022-11-11 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-15 | 2022-11-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Baoshan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.