Chong (SFC:BEB923) Liu
劉翀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chong (SFC:BEB923) Liu (劉翀), CE reference BEB923. Currently licensed at 1 firm(s): Templeton Asset Management Ltd. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Templeton Asset Management Ltd | Rep | Type 9 — Asset management | 2020-04-21 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-04-10 | 2020-03-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2018-04-10 | 2020-03-21 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-01 | 2018-03-09 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-01 | 2018-03-09 |