Gregory Aaron Wurtz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Aaron Wurtz ( ), a licensed former licensee with CE reference BEB748. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2025-12-01 | 2025-12-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2025-12-01 | 2025-12-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2025-12-01 | 2025-12-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2025-10-15 | 2025-10-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2025-10-15 | 2025-10-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2025-10-15 | 2025-10-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2025-03-24 | 2025-03-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2025-03-24 | 2025-03-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2025-03-24 | 2025-03-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-11-15 | 2024-11-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-11-15 | 2024-11-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-11-15 | 2024-11-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-06-14 | 2024-06-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-06-14 | 2024-06-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-06-14 | 2024-06-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-05-21 | 2024-05-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-05-21 | 2024-05-24 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-05-21 | 2024-05-24 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2021-10-15 | 2022-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-09-27 | 2022-08-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-09-01 | 2021-06-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-09-01 | 2021-06-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2014-09-01 | 2021-06-29 |