Xiangtian Yu
于襄天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangtian Yu (于襄天), a licensed former licensee with CE reference BEA502. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-06 | 2016-10-29 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-06 | 2016-10-29 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-09-06 | 2016-10-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-14 | 2016-09-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-14 | 2016-09-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-14 | 2016-09-01 |