Jingshu (SFC:BDX191) Li
李京書
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jingshu (SFC:BDX191) Li (李京書), a licensed former licensee with CE reference BDX191. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-22 | 2026-03-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-22 | 2026-03-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2017-09-06 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2017-09-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-08-05 | 2017-09-06 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-08-05 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-08-05 | 2017-09-06 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2014-08-05 | 2016-12-18 |