Dan (SFC:BDV306) Liu
劉丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan (SFC:BDV306) Liu (劉丹), a licensed former licensee with CE reference BDV306. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-26 | 2023-07-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-26 | 2023-07-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-26 | 2023-07-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-07-28 | 2021-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-07-28 | 2021-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-07-28 | 2021-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-07-28 | 2021-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-28 | 2021-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-28 | 2021-02-26 |