Cheng (SFC:BDT950) Li
李琤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng (SFC:BDT950) Li (李琤), CE reference BDT950. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-26 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-01-26 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2020-06-16 | 2021-09-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-23 | 2020-03-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-23 | 2020-03-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-16 | 2018-03-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-16 | 2018-03-16 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-16 | 2017-02-10 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-16 | 2017-02-10 |