Cong Lin
林聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cong Lin (林聰), a licensed Responsible Officer with CE reference BER579. Currently licensed at 1 firm(s): China Industrial Securities International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 10.9 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-09-09 | present |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-27 | present |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-08-27 | 2026-09-09 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-23 | 2024-12-20 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-02-23 | 2024-12-20 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-27 | 2022-12-11 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-27 | 2022-12-11 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-01-14 | 2016-08-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cong Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.