Han Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han Liu (劉涵), a licensed Responsible Officer with CE reference AXC845. Currently licensed at 1 firm(s): China Harbour International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
RO | Type 9 - Asset management | 2024-07-05 | present |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-01 | present |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-06-01 | 2024-07-05 |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-06 | 2023-04-14 |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-04-06 | 2023-04-14 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-03-04 | 2021-09-23 |
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-12-19 | 2020-01-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Han Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.