Yi (SFC:BDO027) Han
韓翌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BDO027) Han (韓翌), CE reference BDO027. Currently licensed at 1 firm(s): Qube Research & Technologies Hong Kong Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 — Asset management | 2019-08-06 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2017-09-28 | 2019-05-23 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-28 | 2019-05-23 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-28 | 2019-05-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-05 | 2017-06-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-05 | 2017-06-28 |