Ka Wai (SFC:BDM257) Lam
林家威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:BDM257) Lam (林家威), CE reference BDM257. Currently licensed at 2 firm(s): WRise Prestige Securities Limited, WRise Prestige Asset Management Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-11-13 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-11-13 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
RO | Type 9 — Asset management | 2025-11-13 | present |
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-10 | 2025-11-13 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-10 | 2025-11-13 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-07-10 | 2025-11-13 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-04 | 2025-07-01 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-04 | 2025-07-01 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2024-12-04 | 2025-07-01 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-27 | 2024-07-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-08 | 2024-07-19 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-07-08 | 2024-07-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-18 | 2024-07-19 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-18 | 2024-07-19 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-23 | 2016-04-08 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-23 | 2016-04-08 |