Yi (SFC:BDH056) Jiang
蔣藝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BDH056) Jiang (蔣藝), a licensed former licensee with CE reference BDH056. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-04 | 2022-01-07 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-04 | 2022-01-07 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-04 | 2021-07-22 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-04 | 2022-01-07 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2017-05-06 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-05-28 | 2016-12-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-14 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-04-14 | 2015-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2014-04-14 | 2015-03-31 |