Yufei Li
李宇飛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yufei Li (李宇飛), a licensed former licensee with CE reference BDF264. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-04 | 2022-03-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-03-04 | 2022-03-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-16 | 2022-03-11 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2021-02-16 | 2022-03-11 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-16 | 2022-03-11 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2021-02-16 | 2022-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-05-16 | 2020-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-05-16 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-05-16 | 2020-11-13 |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2016-05-16 | 2018-11-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2014-04-08 | 2016-04-06 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-08 | 2016-04-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-08 | 2016-04-06 |