Kai Ian Ngai
倪佳欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ian Ngai (倪佳欣), a licensed former licensee with CE reference BDA222. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-04 | 2017-01-23 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-04 | 2017-01-23 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-07-08 | 2014-10-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2014-03-04 | 2014-10-04 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-04 | 2014-10-04 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-04 | 2014-10-04 |